COMPLETE COMPLIANCE PACKAGE
COMPLETE IT SECURITY COMPLIANCE PACKAGE TAILOR-MADE FOR SMALL FINANCIAL SERVICE FIRMS
Policies and Procedures
IT Security and Cyber Security employee policies, internal compliance routines, and standards for compliance form the foundation of a compliance program. Our plans are comprehensive, editable, and can actually be used with simple checklists, self-audits and other tools specific to the finance industry.
Training
We provide a unique platform where we can assess whether employees have received enough information that you can reasonably expect knowledge of the requirements. For production personnel especially, the cross-certification of previous courses can save hours of time and frustration with redundant requirements.
IT/Cyber Audit
Our low-cost, supervised self-audit system allows us to collect workpapers, documentation, infrastructure assessments, and operating information without the expense and time of an on-site audit. Our expertise in the finance industry allows us to avoid re-assessing risks already addressed elsewhere in the financial services industry regulatory scheme.
